Ohio Broker Misconduct Lawyers
Nearly everyone who invests in the stock market can expect to, at one point or another, experience a loss. Many of these losses can be attributed to volatility in the market and are not the result of fraud or misconduct. In some cases, however, stock brokers who are underqualified or who are engaging in fraudulent behavior may cause their clients to lose substantial amounts of money. These clients may be able to recover compensation for these losses.
At the law firm of Seaman Garson LLC, in Cleveland, Ohio, our firm provides representation to individuals who have been unfairly harmed due to the misconduct or fraud of a stock broker or other investor. Stock brokers must agree to follow "just and equitable principles of trade" in order to become registered with the Securities and Exchange Commission. Conduct that does not follow this can lead to license suspension or revocation and may also be grounds for a civil lawsuit by a person harmed by the stock broker.
If you believe that broker misconduct has resulted in a loss, contact our firm and talk with us about your rights and options. Call our office toll free at 866-409-6215.
Cleveland Stock Market Loss Attorneys
At our firm, we assist individuals who have suffered stock market losses as the result of:
- Broker and investment advisor misconduct
- Stock broker misrepresentation and omissions
- Unsuitable investment advice
We cannot represent everyone who suffered a loss on the stock market that was not the result of fraud, churning or misrepresentation, but we have helped many people who have been harmed by the improper behaviors of a broker. Talk with us and make sure that you understand your rights.
Contact Seaman Garson LLC
At our firm, we represent individuals who have been financially harmed by stock broker fraud or misconduct. We invite you to contact our firm either via e-mail or via phone at 216-592-8741 or toll free at 866-409-6215.
